Exploring CABE: Upholding Excellence in Building Engineering
October 8, 2024An open letter to Tim Galloway, Deputy Director of Building Safety at the HSE
By Andrea White MSc BSc(Hons) IEng FIFireE C.BuildE FCABE CFIOSH
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Dear Tim Galloway
At a conference in October last year, it was refreshing to
hear you admit that assumptions and modelling related to the building safety
regime had “not survived first contact with reality”. You also said that the Building Safety
Regulator (BSR) is having to “rebuild trust” after a challenging start. Based on my own experiences with the BSR, I
agree with you. But I wondered how
others in industry felt about their interactions with the BSR so I canvassed
peers to gain a broader perspective.
Below are some of my findings.
BSR Enforcement Policy Statement
Published in December 2023, this document helpfully sets out
the enforcement approach of the Building Safety Regulator. The following principles of good enforcement
practice are listed as being applied by the BSR in both enforcement and the
management of relevant enforcement activities:
·
Proportionality
·
Consistency
·
Transparency
·
Accountability
Proportionality
The policy statement states that “As BSR, we…..encourage and
support duty holders to manage risk and ensure compliance with the law in a
sensible and proportionate way”. The
report then clarifies that it is the requirements of building regulations that
must be complied with and makes reference to how some legal duties under
building legislation are specific and absolute whilst others require
‘reasonable steps’. This all concurs
with my knowledge and understanding of health and safety legislation and fire safety
legislation, gained over the last 30 years.
Unfortunately, experiences of a number of professionals
demonstrate that this ethos of proportionality is not always being applied by
BSR staff. It would appear that there is
more to do in terms of ensuring that individuals working for the BSR understand
the difference between the functional requirements of building regulations,
statutory guidance and industry guidance and their associated place in our
legal framework.
I heard accounts of building safety cases being returned
from an initial assessment with tens of queries – this seems
proportionate. Yet when the responses
were submitted they were returned with several hundred further queries. I have also heard about investigations of a
building control consultancy that continued for months until something; anything
was found to be wrong. As an
ex-enforcement officer, this does not feel proportionate to me.
Consistency
The policy statement states that the BSR “adopt a consistent
approach to enforcement of the law across different activities that we
regulate”. Those willing to offer
comment disagreed, stating that there seems to be inconsistency in what is
being accepted with conditions and what’s being rejected. They cited inefficient and inconsistent
submission methods, including email address and single-use links, all of which they
considered unsuitable for structured information submission. They explained that this prevents effective
signposting of information and complicates assessors’ ability to correlate
submissions with the original request.
Respondents stated that they were unclear whether assessors can access
their hyperlinked documents and gave examples of the BSR’s systems being unable
to upload large files, as well as losing documents. Feedback received from the BSR was cited to
be inconsistent and difficult to interpret, with page numbers incorrectly
referenced, “floating” feedback that could not be connected to a particular
report section and overly broad instructions with no specific guidance.
Responses from Fire & Rescue Service (FRS) staff stated
that they cannot access the BSR information for quality assurance purposes. They stated that there is no clear guidance
on the role of FRS In either Gateway 2 or 3 and no process for disagreement
between multi-disciplinary team (MDT) members.
More worrying was the statement that, on occasion, FRS have not been
sent legally required statutory consultations.
The evidence highlights a lack of consistency. One respondent called the BSR “an utter
shambolic mess”.
Transparency
The policy statement states that “Our regulators will
clearly and promptly explain the decision taken, their reasons and the actions
required to achieve compliance”. My own
experiences are that this is not the case, with BSR either unwilling or unable
to do these things. Furthermore, BSR
staff refuse to disclose the qualifications and professional registrations of
assessors when their competence is called into question. These actions demonstrate a lack of
transparency, as does the BSR’s unwillingness or inability to respond to
questions put to their representatives at a number of industry conference stage
sessions. One respondent called the BSR
a “cartel operation”.
Accountability
The policy statement states that “We publish information for
duty holders, or others affected by our enforcement actions, to raise
complaints, request reviews or appeal certain decisions made by us. This information is available online”. I had the opportunity to test this process
when myself and 2 other fire engineers all disagreed with a BSR decision. I couldn’t find the complaints procedure
online so I phoned. The individual who
phoned me back advised that there was not yet a written complaints procedure
but that I should email my concerns, which I did. The complaint was reviewed by one of the two
members of the BSR staff who were involved in the case. He maintained his position. When I queried this, I was told there was no
appeals process. My experience does not
concur with the policy statement regarding accountability.
Competence
But perhaps my biggest concerns regarding the BSR relate to
competence. Respondents told of emails
sent to industry professionals when the first round of BSR jobs were being
advertised - these emails apparently stated that experience wasn’t
necessary. Most recently, job adverts
have listed a Level 5 qualification in “regulatory compliance, health and
safety, building and/or facilities design, planning, build or management” as
necessary for the role of Building Safety Regulatory Lead. None of these qualifications stipulate a level
of fire safety knowledge, which would be fine if suitably competent fire safety
professionals were also involved in the process. However, respondents reveal that this doesn’t
seem to be the case, with assessors demonstrating a lack of adequate fire
safety knowledge when responding to applications.
Perhaps more worrying is the fact that (accordingly to a HSE
LinkedIn post) MDTs include “building inspectors, fire protection officers,
structural engineers and more – a powerhouse of building safety
expertise”. There is no mention of fire
engineers; respondents stated that fire engineering consultancies are being
brought in to review applications, which raises questions. How are these consultancies being
selected? Is there a conflict of
interest? Are individuals suitably
competent? Who decides the level of
competence required? Who is checking the
process? Are they technically
competent? When professionally
registered fire engineers who can demonstrate their competence are being told
their fire safety solutions are inadequate by individuals with a much lower
level of demonstrable competence and this is queried, surely the correct
response is curiosity and investigation rather than staunch defence of an
existing opinion.
Responses from Fire & Rescue Service staff identified
instances where the BSR Regulatory Leads overseeing the MDTs ignored both
Registered Building Inspectors and FRS staff or overruled the fire engineer,
despite having no competence in fire safety.
Other respondents cited instances where FRS aren’t being involved in
MDTs at all.
Conclusion
Rebuilding trust is never easy; it means that trust has already been lost. Fear-based responses such as defensiveness
and arrogance will go no way to rebuilding trust. Instead, we know that honesty, humility and
openness; requesting help and showing our vulnerabilities, these all
demonstrate strength rather than weakness and help to build trust.
It was interesting that respondents were keen to comment but were not keen to be named. I was told that a letter such as this “would not be received well”. It seems that industry professionals fear retribution for speaking up, despite all that we have heard about the importance of ethics and raising concerns after the Grenfell Tower tragedy. Surely the BSR must lead by example and welcome constructive criticism.
Let’s see…..
Andrea White MSc BSc(Hons) IEng FIFireE C.BuildE FCABE CFIOSH
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Andrea White is an independent fire engineer and fire risk
assessor, with her own consultancy – A W Fire Ltd. She is Founder and
Director of the Women Talking Fire group, an independent women’s networking and
support group for the UK fire safety industry.
In 2022, Andrea was voted an influencer within the fire safety industry
by IFSEC Global and in 2023 she was voted one of the Top 100 most influential
women in the construction industry.
Andrea is a finalist for the Princess Royal’s Women in Science and Engineering
Lifetime Achievement Award 2025.
More Information from Andrea:
www.hse.gov.uk/building-safety/assets/docs/enforcement-policy.pdf
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